Disclaimer & Privacy Policy

Please note that Clausen Capital Management is registered with the North Carolina Department of the Secretary of State and the Florida State Securities Department as a Registered Investment Advisor serving U.S. residents.

Past performance is no assurance of future results.

Securities offered through Fidelity Investments, a registered Broker/Dealer. Member SPIC.
Copyright © 2003-2010 Clausen Capital Management, Inc. All rights reserved.

Email and Privacy Policy

Clausen Capital Management, Inc. honors our client's right to privacy and strives to maintain the highest standards of confidentiality. In that respect, we are providing this Privacy Notice to all of our clients in accordance with Regulation S-P as released by the SEC (Securities Exchange Commission).

Privacy Policy

Clausen Capital Management's policy is to protect personal client information. We do not sell or maintain lists for any outside nonaffiliated marketing firms. We are committed to maintaining the physical, electronic, and procedural safeguards to protect any personal information we obtain about our clients.

Information Collected About You

The non-public personal information we collect about our clients comes primarily from the account applications, management agreements, and client profiles you submit to us when opening a managed account. We may also collect information about your transactions and account history for your managed accounts through various nonaffiliated companies, such as mutual funds, life insurance companies, brokerage houses, and trust companies.

Use and Disclosure of Information

Clausen Capital will not disclose personal client information, except as permitted by law under the following circumstances:

  • By your written request to provide information to a third party
  • To establish or maintain an account with a nonaffiliated third party, such as a clearing broker, life insurance company, trust company, or mutual fund company in which Clausen Capital Management would actively manage
  • To sub-advisers contacted by Clausen Capital Management to actively manage specific strategies
  • To render services that you have requested (as in completing a wire transfer or other withdrawal from your account)
  • To government entities or other third parties in response to subpoenas or other legal processes as required by law

AGREEMENT BETWEEN USER AND CLAUSEN CAPITAL MANAGEMENT, INC:

The clausencapital.com and clausencap.com web site is comprised of various web pages operated by Clausen Capital Management Inc.

The material provided in this site is for information purposes only and should not be used or construed as an indicator of future performance, an offer to sell, or a solicitation of an offer to buy nor recommend any security, nor shall any security be offered or sold to any person, in any jurisdiction in which such an offer, solicitation, purchase, or sale would be unlawful under the securities laws of such jurisdiction.

Clausen Capital Management and its representatives are in compliance with the current registration requirements imposed upon registered investment advisors by those states in which it maintains clients.  Clausen Capital Management may only transact business in those states in which it is registered or qualified for an exemption of an exclusion from registration requirements.  Illustrations used in this web site are hypothetical.  Data provided is in some cases is derived from back testing of market risk models.  The results achieved from some clients will vary and will depend upon a number of factors including the particular underlying investments and their dividend yield, upon market liquidity, interest rate levels, implied volatilities, and the clients expressed return and risk parameters at the time the service is initiated and during the term.  

Past performance is not a guarantee of future returns.  This web site is not intended for the giving of investment advice to any single investor or group of investors and no investor should rely upon or make any investment decisions based solely on the content of this website.

For information concerning the licensure status or disciplinary history of Clausen Capital Management, Inc., a consumer should contact his or her state securities law administrator.

COLLECTION AND USE OF INFORMATION:   

Clausen Capital Management is committed to protecting the privacy of its clients and visitors to this website. No personal information will be collected from you as a result of your accessing or using this website, unless you elect to provide information to us directly through our "contact us" page.

MODIFICATION OF THESE TERMS OF USE:

Clausencap.com and Clausencapital.Com Web Site is offered to you conditioned on your acceptance without modification of the terms, conditions, and notices contained herein. Your use of the clausencap.com and clausencapital.com Web Site constitutes your agreement to all such terms, conditions, and notices.  We reserve the right to change the terms, conditions, and notices under which the clausencap.com and clausencapital.com Web Site is offered, including but not limited to the charges associated with the use of the clausencapital.com Web Site.

LINKS TO THIRD PARTY SITES:

The Clausencap.com and Clausencapital.Com Web Site may contain links to other Web Sites ("Linked Sites"). The Linked Sites are not under the control of Clausencap.com and Clausencapital.Com is not responsible for the contents of any Linked Site, including without limitation any link contained in a Linked Site, or any changes or updates to a Linked Site. Clausen Capital Management Inc. is providing these links to you only as a convenience, and the inclusion of any link does not imply endorsement by clausencapital.com of the site or any association with its operators.  We provide these links because we believe they contain information that may help you achieve your financial goals. However, we do not control and are not responsible for the accuracy of the content on those sites. We also cannot guarantee that your privacy on those sites will be protected to the same extent that it is here.

RISK DISCLAIMERS:

You should be aware of the risks associated with equity investment. Please remember that past performance is not necessarily a guide to the future. Market and currency movements may cause the value of investments and the income from them to fall as well as rise, and you may get back less than you invested when you decide to sell your investments. Be aware that smaller markets can be more volatile than developed stock markets and can carry more risk. Independent financial advice should be taken before entering into any financial transaction. 

A copy of Clausen Capital Management, Inc. current written disclosure statement (Form ADV-Part II) discussing Clausen Capital’s business operations, services and fees is available from Clausen Capital upon request.

COPYRIGHT AND TRADEMARK NOTICES:

All contents of the clausencapital.com Web Site are copywrited.  All Rights Reserved.  Copyright and Trademarks.   © 2010 Clausen Capital Management, Inc   This Site has been published in the United States for residents of the United States.